Eighth Judicial District Attorney
Disparities at Points of
Prosecutorial Discretion

Eighth Judicial District Attorney
Disparities at Points of Prosecutorial Discretion

The fair and just treatment of all communities at each stage of the criminal justice process is of significant importance. Central to this discourse is a recognition of the discretionary power that prosecutors wield in shaping the outcomes of criminal cases. This includes, among other things, the decision to prosecute or decline to file charges, adjust the severity of charges, dispose of cases through dismissal, deferral, or plea negotiations, and make sentencing recommendations. It is valuable to examine such points of discretion to understand whether there are differences in outcomes across individuals of different races/ethnicities.
Colorado’s 8th District Attorney’s (DA) Office data dashboard, released in September 2022, provides a diagnostic tool to identify what is happening. However, if we see differences, for example, between White and Black individuals, what does that tell us?
Digging Deeper. What do Differences Mean?
To support actionability, it is important to dig deeper, distinguishing between two important concepts– disproportionality and disparity–and considering system drivers of potential differences.
Disproportionality. The DA’s Office receives cases after law enforcement agencies make an arrest. Disproportionality exists when more people of a certain race/ethnicity are arrested than we would expect given the population. Race and ethnicity are captured separately in the census and the DA’s case management system. The DA’s case management system is limited in that individuals cannot be identified as mutiracial, and it is rare that both the race and ethnicity for an individual are recorded. To help address this limitation and support an equitable approach, which aims to review and present data in ways that align with how individuals identify (Pew Research Center, Schusterman Family Philanthropies), we have combined the race and ethnicity fields.

When looking at cases referred to the 8th Judicial District Attorney’s Office between January 2017 and June 2022, we see the following with regard to disproportionality:

With regard to Hispanic individuals:

  • If only considering ethnicity, 12.4% of individuals in Jackson and Larimer counties identify as Hispanic. This compares with 20.1% of individuals referred to the DA’s Office.
  • When considering race and ethnicity together, data suggest that 7% of individuals in Jackson and Larimer counties identify primarily as Hispanic (whereas 5.1% identify as Hispanic + multiracial and 0.5% identify as Hispanic + Black, Native American, or Asian; therefore, are represented in those categories). This compares with 20.0% of individuals referred to the DA’s Office.
7%
Hispanic Population
20%
Hispanic DA Referrals

With regard to Black individuals:

  • When considering race and ethnicity together, 1% of individuals in Jackson and Larimer counties identify as Black. This compares with 4.7% of individuals referred to the DA’s Office.
1%
Black Population
4.7%
Black DA Referrals
Any decisions made by the DA’s Office are “downstream” from the first decision in criminal case processing: who is arrested. Where there are racial disproportionalities in the raw number of people arrested, it follows that those disproportionate numbers flow throughout the prosecution process.
Disproportionality may not necessarily be explained by differences in criminal behavior. It can also be due to the behavior of criminal justice actors, like law enforcement practices and resource allocation that result in more people of color being stopped and arrested, or crime trends and enforcement responses in certain neighborhoods.
Disparity. Disparity exists when people who should be treated the same are treated differently. As noted, the current data dashboard presents raw differences. Any differences we see could be the result of differences in cases (e.g., severity of charges), defendants (e.g., criminal history), and/or prosecutorial practices. To support understanding and actionability, it is important to compare similarly situated defendants and similar types of cases. This will help us understand the extent of, and potential reasons for, any disparities.
Systemic Drivers of Disparities. Appropriately, prosecutors evaluate each case on its own merits. While decisions and criteria used to make decisions may seem unrelated to race on a case-by-case basis, they may be influenced by systemic drivers that are correlated with a defendant’s race/ethnicity (Figure 1, below). For example, Black and Hispanic defendants, due to historical inequities, may have unequal access to resources such as educational opportunities, formal medical diagnoses, and steady employment. These circumstances could influence factors that prosecutors consider in their decision-making, such as previous criminal history, ability to pay restitution, or engagement in drug treatment.
Figure 1. Examples of Systemic Drivers of Racial/Ethnic Disparities
Likewise, prosecutors may have different interpretations of defendants’ life circumstances and experiences. Defendants may have diverse expressions of concepts such as remorse, respect, or compliance, which may or may not align with prosecutors’ expectations. Likewise, prosecutors may differ in their interpretation of a defendant’s life circumstances, attitudes, or behaviors. Importantly, our methodology cannot be used to support or refute possible implicit or explicit bias.
We hope this analysis will prompt a conversation about what systemic drivers of racial/ethnic disparities exist and how a DA’s Office might work to address them. In reviewing the results we encourage you to take a systemic perspective, considering the variety of potential drivers noted above.
Analysis Focus
This analysis focused on the outcomes of prosecutorial decision making in the DA’s Office from January 2017 through the end of June 2022. We assessed the extent of racial and ethnic disparities across the following four decision points: (1) declination of felony referrals; (2) dispositions (dismissal, deferred judgment, and plea agreement) for felony and misdemeanor offenses; (3) charge reduction from filing to disposition for felony and misdemeanor cases; and (4) imposition of an incarceration sentence (Figure 2, below). We prioritized the areas where the DA’s Office has the greatest direct influence and where we had accurate and reliable data.
Figure 2. Decision Points Analyzed
A more comprehensive overview of how a case moves through the system can be found here.
As noted above, for this analysis, we combined the race and ethnicity fields. Due to known challenges in accurately collecting Hispanic ethnicity, we used defendants’ last name, linked with census data, to help us better identify Hispanic individuals. See Terms, Methods, and Limitations for more information.
This analysis aims to prompt discussion and raise questions, rather than provide definitive answers. To support this aim, we present results as predicted probabilities: an estimate of the likelihood of the outcome, based on the defendant’s race/ethnicity, while taking into account individual and case factors. Information on statistical significance, which is heavily influenced by sample size, can be found in the technical appendix.
Key Takeaways
  • Our office was glad to see that there were relatively small differences in practices across races/ethnicities. This report enables us to understand where there are differences and set specific goals about areas we need to focus on.
  • In looking at the deferrals, the disparities for Hispanic individuals need to be evaluated as the predicted probability of deferral for Hispanic individuals were consistently 2.5-3% lower than White individuals. Also, the disparities for Black individuals deferred for person or sex charges need to be evaluated as the predicted probability of deferral for Black individuals is 15.9% while the same is 22.5% for White individuals, and 19.5% for Hispanic individuals.
  • In looking at dismissals, the disparities for Hispanic individuals with misdemeanors needs to be evaluated. For misdemeanors, the predicted probability of a dismissal for Hispanic individuals was 13.9%, while for White individuals it was 17.3%, and for Black individuals it was 19.3%.
Actionability
  • In early December our office participated in an Anti-Racist training program hosted by the Boulder YWCA. That training in combination with this report has better equipped staff and administration to recognize systemic factors, consider disparate impacts, and apply lessons learned to our policies and practices.
  • We will prioritize equitable use of deferrals by first, making attorneys aware of the data; second, providing additional training for staff on what to consider, third, spot checking cases, and fourth, looking to further expand the scope of the program.
  • We will begin tracking reasons for dismissal and reasons for deferred judgment through the case management system, once the software becomes available, to dig deeper into why cases are dismissed and deferred.
  • We plan to liaise with law enforcement for more filing materials upfront for case screenings. This may include meeting with agency partners to strategize ways to streamline processes, creating tech solutions for faster access, evaluating internal steps to ensure materials are processed quickly, reviewing filing time frames with the courts, or considering other factors that contribute to a better screening process such as reallocating staff.
Felony Declination

The DA’s Office decides whether or not to prosecute felony referrals– formal accusations that a specific person has committed a specific crime. In this section, we consider instances where the DA’s Office has declined to file charges following a felony referral.

In the 8th Judicial District, 16,210 felony referrals were made for White, Black, and Hispanic individuals between January 1, 2017 and June 30, 2022. The DA’s Office declined to file charges for 7.2% of these (1,166). The Office declined to file charges in 7.4% (883) of felony referrals involving White individuals, 7.0% (235) involving Hispanic individuals, and 5.2% (48) involving Black individuals. These represent raw rates: any differences we see could be due to differences in individuals or case characteristics.

Outcome: Felony Declination (All)

The results account for differences in individual characteristics.

7.4%

White Individuals

N/A

Black Individuals

7.1%

Hispanic Individuals

Predicted Probability of Felony Declination. After controlling for defendant gender, age, and criminal history, the predicted probability of having a felony referral declination was 7.4% for White individuals and 7.1% for Hispanic individuals. These estimates aim to take into account potential differences in individual characteristics.

  • Due to a low number of felony referrals declined for Black defendants, we have chosen not to include this group in the multivariable analyses.
  • Individuals without a criminal history or a less serious criminal history, as well as younger individuals (under age 18), were more likely to have their felony referral declined.
  • Since charge information was not available for declined referrals, we were not able to consider charge type or charge severity.

Disposition

The rest of the report considers felonies and misdemeanors filed between January 1, 2017 and June 30, 2022 for individuals identified as White, Black, or Hispanic. Our sample includes 49,290 cases that were disposed of during that time frame. The racial/ethnic breakdown of defendants in our sample was: 74.9% White (36,892), 20.3% Hispanic (10,011), and 4.8% Black (2,387).

Case outcomes. Of the cases in our sample, 65.1% were resolved through plea agreements, 14.1% through dismissal, 12.0% through deferred judgments, 8.0% through a global plea, and 0.7% through a trial. Systematic data on other outcomes, such as diversion, are not available.

Differences Among Defendants. There were some differences among defendants. Hispanic and Black individuals were younger than White individuals. White individuals were less likely to have a criminal history. Black individuals had slightly higher rates of having cases involving a felony charge (vs. misdemeanor) filed. It took longer to resolve cases for Black individuals.

More on differences among defendants
Dismissal

A case is dismissed when the criminal charges are terminated, either by the court or by the prosecutor. There can be several reasons why a case is dismissed, including: a lack of evidence or unavailability of a witness. Cases may also be noted as dismissed if they are referred to, or successfully complete, a diversion program.

Total Dismissed: Our sample included 6,950 cases that were dismissed. Dismissals accounted for 14.1% of case dispositions in the sample. Overall, 16.6% (397) of cases involving Black individuals, 14.6% (5,366) of cases involving White individuals, and 11.9% (1,187) of cases involving Hispanic individuals were dismissed. These represent raw rates: any differences we see could be due to differences in individuals or case characteristics.

Outcome: Dismissal (All)

The results account for differences in individual and case characteristics.

14.6%

White Individuals

16.6%

Black Individuals

11.8%

Hispanic Individuals

Predicted Probability of Dismissal: After controlling for defendant age, gender, criminal history, case length, disposition quarter, charge type, and charge class, the predicted probability of a case resulting in dismissal was 16.6% for Black individuals, 14.6% for White individuals, and 11.8% for Hispanic individuals. These estimates aim to take into account potential differences in individual or case characteristics.

To further explore potential differences across races/ethnicities we zoomed in on dismissals by charge level (misdemeanor) and dismissals by the charge types most frequently dismissed: person or sex, traffic, and property offenses.

Dismissals by Charge Level: Cases involving a misdemeanor charge were more likely to result in a dismissal (16.7%) than cases involving a felony charge (6.9%). For misdemeanors, after controlling for individual and case characteristics, the predicted probability of dismissal was 19.3% for Black individuals, 17.3% for White individuals, and 13.9% for Hispanic individuals.

Dismissals by Charge Type: Cases involving person or sex charges were also more likely to result in a dismissal: 20.6% of these cases were dismissed across races/ethnicities. After controlling for individual and case characteristics, the predicted probability of dismissal was 26.2% for Black individuals, 20.7% for White individuals, and 18.3% for Hispanic individuals.

Dismissals for Traffic Offenses: Cases involving traffic charges were more likely to result in a dismissal: 14.9% of these cases were dismissed across races/ethnicities. After controlling for individual and case characteristics, the predicted probability of dismissal was 18.2% for Black individuals, 15.4% for White individuals, and 12.7% for Hispanic individuals. A similar pattern was seen for cases involving the most frequent traffic charge, “Driving Under Restraint/Revoked License”.

Dismissals for Property Offenses: Cases involving property charges were more likely to result in a dismissal: 11.8% of these cases were dismissed across races/ethnicities. After controlling for individual and case characteristics, the predicted probabilities of dismissal was 12.0% for White individuals, 11.9% for Black individuals, and 11.0% for Hispanic individuals.

Deferred Judgment

A deferred judgment is an alternative to traditional prosecution that attempts to address individuals’ needs and to offer alternatives such as useful public service, probation, payment of restitution, or counseling or treatment related to their case. The defendant enters a temporary guilty plea, and, if they comply with the terms, their guilty plea is withdrawn and the case is dismissed.

Total Deferred. Our sample included 5,905 cases that were deferred. Deferrals accounted for 12.0% of case dispositions in our sample. Overall, 12.5% (4,624) of cases involving White individuals, 11.9% (285) of cases involving Black individuals, and 10.0% (996) of cases involving Hispanic individuals were deferred. These represent raw rates: any differences we see could be due to differences in individuals or case characteristics.

Outcome: Dismissal (All)

The results account for differences in individual and case characteristics.

17.8%

White Individuals

19.3%

Black Individuals

16.3%

Hispanic Individuals

Predicted Probability of Deferral: After controlling for defendant age, gender, criminal history, charge class, charge type, case length, and disposition quarter, the predicted probability of a case resulting in deferral wass 12.4% for White individuals, 10.8% for Hispanic individuals, and 10.6% for Black individuals. These estimates aim to take into account potential differences in individual or case characteristics.

To further explore potential differences across races/ethnicities we zoomed in on deferrals by charge level (felonies) and by charge type most frequently deferred: person or sex and property offenses.

Deferrals by Charge Level: Cases involving a felony charge were more likely to result in a deferral (13.5%) than cases involving a misdemeanor charge (11.4%). For felonies, after controlling for individual and case characteristics, the predicted probability of deferral was 14.3% for White individuals, 11.8% for Hispanic individuals, and 10.6% for Black individuals.

Deferrals for Person or Sex Offenses: Cases involving person or sex charges were likely to result in a deferral: 21.6% of these cases were deferred across races/ethnicities. After controlling for individual and case characteristics, the predicted probability of deferral was 22.5% for White individuals, 19.5% for Hispanic individuals, and 15.9% for Black individuals.

Deferrals for Property Offenses: Cases involving property charges were likely to result in a deferral: 18.2% of these cases were deferred across races/ethnicities. After controlling for individual and case characteristics, the predicted probability of deferral was 18.9% for White individuals, 16.7% for Black individuals, and 15.8% Hispanic individuals.

Plead Guilty

An individual pleads guilty when they admit a factual basis for the plea and acknowledge guilt for a charge, sometimes in exchange for a more lenient sentence.

Total Plead Guilty: Our sample included 32,083 cases that resulted in a guilty plea. Guilty pleas accounted for 65.1% of case dispositions in the sample. Overall, 69.1% (6,922) of cases involving Hispanic individuals, 64.2% (23,694) of cases involving White individuals, and 61.5% (1,467) of cases involving Black individuals resulted in a guilty plea. These represent raw rates: any differences we see could be due to differences in individuals or case characteristics.

Outcome: Dismissal (All)

The results account for differences in individual and case characteristics.

64%

White Individuals

64%

Black Individuals

69.3%

Hispanic Individuals

Predicted Probability of Pleading Guilty: After controlling for defendant age, gender, criminal history, charge class, charge type, case length, and disposition quarter, the predicted probability of a case resulting in a guilty plea was 69.3% for Hispanic individuals, and 64.0% for White and 64.0%for Black individuals. These estimates aim to take into account potential differences in individual or case characteristics.

To further explore potential differences across races/ethnicities we zoomed in on guilty pleas by charge level (felonies) and guilty pleas by the charge types most frequently plead to: drug, DUI, and traffic offenses.

Plead Guilty by Charge Level: Cases involving a felony charge were more likely to result in a guilty plea (73.2%) than cases involving a misdemeanor charge (62.2%). For felonies, after controlling for individual and case characteristics, the predicted probability of a case resulting in a guilty plea was 75.9% for Hispanic individuals, 74.4% for Black individuals, and 72.3% for White individuals.

Plead Guilty for Drug Offense: Cases involving drug charges were more likely to result in a guilty plea: 80.3% of these cases resulted in a guilty plea across races/ethnicities. After controlling for individual and case characteristics, the predicted probability of a guilty plea was 81.7% for Hispanic individuals and 80.1% for White individuals. Due to a low number of cases involving these charges for Black individuals, we chose not to include this group in this multivariable analyses.

Plead Guilty for Driving Under the Influence (DUI) Offenses: Cases involving DUI charges were likely to result in a guilty plea: 77.8% of these cases resulted in a guilty plea across races/ethnicities. After controlling for individual and case characteristics, the predicted probability of a guilty plea was 81.8% for Hispanic individuals and 77.0% for White and 77.0% for Black individuals.

Plead Guilty for Traffic Offenses: Cases involving traffic charges were also likely to result in a guilty plea: 75.1% of these cases resulted in a guilty plea across races/ethnicities. After controlling for individual and case characteristics, the predicted probability of a guilty plea was 77.9% for Hispanic individuals and 74.3% for White and 72.0% for Black individuals. Similar patterns were seen for the most frequent traffic charge: “Driving Under Restraint/Revoked License”.

Charge Reduction

After a prosecutor files a case, the top charge in the case may change over time as some charges are dismissed or amended between filing and disposition. In this section, we considered reductions in the severity of charges from initial filing to disposition for cases that plead or were found guilty.

Total Charge Reduction: Of the 32,083 cases that resulted in a guilty plea, 50.2% had no charge reduction, 24.2% had a within charge level reduction (either from a more severe felony to a less severe felony, or from a more severe misdemeanor to a less severe misdemeanor), and 25.6% were reduced across charge levels (from a misdemeanor to a petty offense/infraction or from a felony to misdemeanor or petty offense/infraction). Overall, the breakdown across racial/ethnic groups was:

  • No reduction: 50.7% White (12,016), 49.2% Hispanic (3,403), and 46.8% Black (687).
  • Within charge level reduction: 26.7% Black (392), 24.5% Hispanic (1,698), and 23.9% White (5,669).
  • Across charge level reduction: 26.5% Black (388), 26.3% Hispanic (1,821), and 25.4% White (6,009).
These represent raw rates: any differences we see could be due to differences in individuals or case characteristics.

Outcome: No Charge Reduction (All)

The results account for differences in individual and case characteristics.

50%

White Individuals

48.5%

Black Individuals

51.3%

Hispanic Individuals

Predicted Probability of Charge Reduction: After controlling for defendant age, gender, criminal history, charge class, charge type, case length, disposition quarter, and whether the referred charge was reduced at filing, the predicted probability of no charge reduction was 51.3% for Hispanic individuals, 50.0% for White individuals, and 48.5% for Black individuals.

The predicted probability of a within charge level reduction was 24.2% for Black individuals, 23.8% for Hispanic individuals, and 23.4% for White individuals,.

The predicted probability of across charge level reduction was 27.3% for Black individuals, 25.7% for White individuals, and 24.9% for Hispanic individuals. These estimates aim to take into account potential differences in individual or case characteristics.

To further explore potential differences across races/ethnicities, we zoomed in on charge reduction by the charge types most frequently reduced: person or sex, property, and traffic offenses.

Charge Reduction for Person or Sex Offenses: After controlling for individual and case characteristics, the predicted probability of across charge level reduction (reduction from a misdemeanor to a petty offense/infraction or from a felony to misdemeanor or petty offense/infraction) for cases involving person or sex charges was 18.6% for Black individuals, 15.4% for White individuals, and 14.6% for Hispanic individuals.

Charge Reduction for Property Offenses: After controlling for individual and case characteristics, the predicted probability of across charge level reduction (reduction from a misdemeanor to a petty offense/infraction or from a felony to misdemeanor or petty offense/infraction) for cases involving property charges was 30.2% for Black individuals, 29.7% for Hispanic individuals, and 29.1% for White individuals.

Charge Reduction for Traffic Offenses: After controlling for individual and case characteristics, the predicted probability of across charge level reduction (reduction from a misdemeanor to a petty offense/infraction or from a felony to misdemeanor or petty offense/infraction) for cases involving traffic charges was 45.6% for White individuals, 45.5% Black individuals, and 42.5% for Hispanic individuals.

Sentenced to Incarceration

After an individual is found guilty of a crime, a judge imposes a sentence which may include fees, fines, community service, probation, jail, community corrections, or prison. Prosecutors and defense attorneys can negotiate plea bargains or make sentencing recommendations to the judge, who decides on the ultimate sentence. Incarceration includes any jail sentence (with or without probation), community corrections, or prison.

Total Incarceration: Of the 32,083 cases that resulted in a guilty plea, 23.1% (7,410) had an incarcerative sentence. Overall, 25.6% (376) of cases involving Black individuals, 23.3% (1,613) of cases involving Hispanic individuals, and 22.9% (5,421) of cases involving White individuals resulted in an incarcerative sentence. These represent raw rates: any differences we see could be due to differences in individuals or case characteristics.

No Charge Reduction

The results account for differences in individual and case characteristics.

22.9%

White Individuals

22.6%

Black Individuals

23.9%

Hispanic Individuals

Predicted Probability of Incarceration: After controlling for defendant age, gender, criminal history, charge class, charge type, case length, and disposition quarter, the predicted probability of incarceration was 23.9% for Hispanic individuals, 22.9% for White individuals, and 22.6% for Black individuals. These estimates aim to take into account potential differences in individual or case characteristics.

To further explore potential differences across races/ethnicities we zoomed in on incarceration by charge level (felonies) and incarceration by the charge types most frequently incarcerated: property and person or sex offenses.

Incarceration by Charge Level: Cases involving a conviction for a felony charge were more likely to result in an incarcerative sentence (47.0%) than cases involving a conviction for a misdemeanor charge (12.8%). For felonies, after controlling for individual and case characteristics, the predicted probability of an incarcerative sentence was 49.7% for Hispanic individuals, 46.4% for White individuals, and 44.8% for Black individuals.

Incarceration for Property Offenses: Cases involving property charges were more likely to result in an incarcerative sentence: 25.7% of these cases resulted in incarceration across races/ethnicities. After controlling for individual and case characteristics, the predicted probability of an incarcerative sentence was 38.5% for Hispanic individuals, 37.4% for Black individuals, and 35.4% for White individuals.

Incarceration for Person or Sex Offenses: Similarly, cases involving person or sex charges were also more likely to result in an incarcerative sentence: 19.4% of these cases resulted in incarceration across races/ethnicities. After controlling for individual and case characteristics, the predicted probability of an incarcerative sentence was 30.3% for Hispanic individuals, 28.9% for White individuals, and 27.2% for Black individuals.

Conclusion

The fair and just treatment of all individuals at each stage of the criminal justice process is of significant importance. We hope this analysis will prompt a conversation about what systemic drivers of racial/ethnic disparities exist and how a DA’s Office might work to address them. We welcome your reflections on the findings and potential next steps.